Industry — Financial Services

AI for
advisors,
wealth, ops.

Compliance-aware drafting, CRM hygiene, quarterly review prep, prospect routing. The back-office work that wasn't in your CFP license.

Talk to us →
01
01 — The problem

The review
that didn't
get prepped.

"I spend Sunday evening prepping for Monday client meetings. That is a 60-year-old advisor's weekend."

Wealth and advisory practices live on client trust. Trust requires prep, follow-up, and proactive communication — the exact work that gets squeezed first when caseload grows. Most advisors max out at 80 active relationships. An AI workforce extends that ceiling without adding staff.

02
02 — What we deploy

Compliance-first
by default.

Review Prepper

Reads each client's last meeting notes, portfolio updates, life events, and goal status. Builds the agenda and talking points. Drafts the personalized intro and follow-up.

Compliance-Aware Drafter

Drafts client emails and marketing copy that flag for required disclosures, performance-claim language, and forward-looking-statement risk. Routes through your compliance review.

CRM Updater

Logs every call, email, and meeting. Updates AUM changes, life events, contact details. Keeps Redtail / Wealthbox / Salesforce Financial Services Cloud actually current.

Prospect Router

Inbound inquiries scored by suitability and asset level. Routed to the right advisor. Auto-drafted intro email with relevant case study. Sub-5-minute response on tier-A prospects.

03 — What changes

What it changes
for a practice.

Across RIA and wealth advisory deployments.

7h
Review prep saved
Per advisor per week
+34%
Client touch frequency
Same caseload
95%
CRM completeness
Up from ~60%
0
Compliance flags missed
12 months
05 — Industry FAQ

Questions
advisors ask.

Is this FINRA / SEC compliant?

The agent does not give investment advice or make performance claims. It drafts client communications that you review and send. Communications archival meets FINRA / SEC retention requirements via integration with Smarsh / Global Relay.

What CRMs do you support?

Redtail, Wealthbox, Salesforce Financial Services Cloud, Practifi, Junxure. Plus integration with eMoney, MoneyGuide, Orion, Black Diamond for portfolio data.

How do you handle client data?

Zero data retention API, encrypted at rest and in transit, SOC2 path. Client data stays in your tenant. No model training.

Do you support BD oversight?

Yes — multi-tier review queue for broker-dealer-affiliated advisors. Communications route to your principal review before sending.

06 — Begin

More clients.
Same compliance.

30-minute call. We diagnose your highest-leverage workflow in finance and tell you exactly what an agent would do about it.

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THNK

The Future belongs to businesses that THNK BIGGER!